Compliance Manager
Job Ref: LF
40242
Join a growing, independently owned fiduciary firm in a non-client-facing compliance role. As Compliance Manager, you will play a vital part in ensuring the organisation operates within its risk appetite and regulatory framework. This position offers the opportunity to contribute to a forward-thinking compliance culture while supporting operational efficiency and innovation through technology.
Location
Responsibilities
Duties for this role include, but are not limited to:
- Supporting the onboarding of clients and third-party relationships, including risk assessments and source of wealth documentation.
- Coordinating with client-facing teams to ensure legal, tax, and compliance requirements are met.
- Completing onboarding procedures, periodic reviews, and ongoing monitoring.
- Leading the sanctions screening process and preparing risk documentation.
- Supporting the MLCO, MLRO, and Compliance Officer with monitoring reviews and risk reporting.
- Assisting in the automation of risk assessments and enhancing regulatory workflows.
- Designing internal guidance and assisting with regulatory policy development.
- Mentoring junior team members and contributing to the risk committee’s reporting functions.
Skills / Qualifications
The ideal candidate will have a minimum of 10 years’ experience in financial services, including at least 5 years in compliance, and hold a relevant qualification such as ICA. A strong technology background, attention to detail, and an organised, proactive approach are essential. Candidates must demonstrate effective communication skills and the ability to build relationships with internal stakeholders.
How To Apply
For a full job description or further information on this role please call 711188, or email [email protected].If you wish to apply for this role, please submit your CV via the Apply Now button below.