Compliance Analyst

Duties for this role include, but are not limited to:

• Supporting the Compliance Monitoring Programme by conducting CMP reviews and preparing reports.
• Assisting in ensuring compliance with The Fiduciary Rules and Guidance, the Handbook on Countering Financial Crime, and other local regulatory requirements.
• Assisting with client due diligence (CDD) and enhanced due diligence (ECDD) processes for both new and existing clients.
• Reviewing sanctions screening alerts and escalating potential matches for further action.
• Supporting investigations relating to Suspicious Activity Reports (SARs) and assisting the MLRO as needed.
• Helping to draft, review and maintain compliance policies, ensuring staff awareness of and adherence to internal procedures.
• Assisting with regulatory reporting and audit preparations, including responding to regulator queries and inspection requests.
• Providing training support by maintaining staff training records and assisting in compliance training delivery.
• Maintaining various compliance registers such as breaches, complaints, and gifts & hospitality logs.
• Offering administrative support to compliance-related initiatives and broader business projects.

The successful candidate will ideally have at least 2 years' experience in a compliance-focused role within the financial services sector. A strong understanding of GFSC regulatory requirements and anti-financial crime legislation is essential, along with working knowledge of fiduciary rules. Applicants should be proactive, detail-oriented and capable of handling sensitive information with discretion. Excellent communication and organisational skills are also key, and the ability to work both independently and as part of a team is essential. A relevant professional qualification such as ICA Certificate/Diploma (or equivalent) is preferred, and qualifications such as STEP or ICSA (CGI) would be advantageous.