Senior Compliance Administrator
Job Ref: LF
40306
A growing financial services business is seeking a dedicated Senior Compliance Administrator to join their collaborative and forward-thinking compliance team. With the opportunity to take on increased responsibility, this role would suit a proactive and detail-oriented individual looking to further develop their compliance career in a supportive environment.
Location
Responsibilities
Duties for this role include, but are not limited to:
- Completing complex CDD reviews for multi-layered structures.
- Preparing and approving EDD checklists, identifying and mitigating high-risk factors.
- Overseeing junior team members’ CDD tasks and maintaining appropriate review procedures.
- Accurately assessing screening hits and reviewing transaction monitoring outputs.
- Scheduling and conducting initial and periodic client reviews, ensuring records are current.
- Compiling and maintaining CMPs with relevant statistical support.
- Contributing to compliance board reports and regulatory updates.
- Identifying and summarising breaches, proposing appropriate remediation actions.
- Managing the new business onboarding process up to manager handover.
- Providing oversight of the compliance mailbox and coaching junior team members.
Skills / Qualifications
The ideal candidate will hold a relevant AML or compliance qualification such as the ICA Certificate or Diploma and have at least 1 year of relevant experience. They should demonstrate confidence handling complex tasks, possess sound technical knowledge, and be comfortable providing guidance to colleagues.
How To Apply
For a full job description or further information on this role please call 711188, or email [email protected].If you wish to apply for this role, please submit your CV via the Apply Now button below.