Compliance Manager
Job Ref: LF
40303
Our client has an exciting opportunity for a capable and driven individual to step into a pivotal role, offering oversight, guidance, and strategic input across the full compliance function. The role will suit a confident professional with strong knowledge of regulatory frameworks and a desire to shape best practice within a forward-thinking environment.
Location
Responsibilities
Duties for this role include, but are not limited to:
Reviewing and approving complex CDD and EDD assessments, ensuring risk factors are properly addressed and mitigated.
Providing oversight of transaction monitoring, making informed recommendations and reporting findings to senior teams.
Reviewing and updating internal policies and procedures to align with the latest Handbook changes.
Preparing Compliance Officer reports for board review and advising on regulatory developments.
Leading compliance input on new business reviews and signing off client risk assessments.
Managing the compliance team’s workflow, including inbox triage, delegation of tasks and escalation handling.
Offering technical guidance to the team and acting as a primary resource for complex queries.
Supporting junior team members through mentoring, regular reviews, and performance development.
Ensuring the team meets agreed KPIs and manages all action points and reviews in a timely and professional manner.
Skills / Qualifications
The ideal candidate will have a minimum of 3 years’ relevant experience and hold a recognised compliance or AML qualification such as the ICA Certificate or Diploma. A strong working knowledge of the GFSC Handbook and regulatory requirements is essential, along with demonstrable experience managing reviews, sign-offs and overseeing compliance procedures. The successful individual will combine regulatory rigour with a proactive and approachable leadership style.
How To Apply
For a full job description or further information on this role please call 711188, or email [email protected].If you wish to apply for this role, please submit your CV via the Apply Now button below.