Compliance & Risk Manager
Job Ref: LF
41310
If you enjoy working in a role where no two days are the same, this position offers a broad mix of compliance, risk and governance responsibilities. From regulatory submissions and business risk assessments to client onboarding and policy development, you'll play an important role in supporting the business's regulatory obligations. Strong communication and organisational skills will be key to your success.
Location
Duties for this role include, but are not limited to:
- Prepare submissions for local and international regulatory authorities.
- Complete business risk assessments and monitor risk mitigation activities.
- Develop and maintain compliance policies, procedures and internal controls.
- Support the delivery of compliance monitoring programmes.
- Conduct client onboarding and periodic review processes.
- Maintain accurate client records and internal databases.
- Monitor outsourced service providers and associated risks.
- Assist with the onboarding of new clients and business activities.
- Liaise with clients, board members, committees and regulatory authorities.
- Provide guidance to colleagues on regulatory and compliance obligations.
Skills / Qualifications
We're looking for an experienced compliance professional with at least 4 years' experience across compliance and risk within the financial services sector. You'll have a strong understanding of Guernsey's regulatory framework, particularly as it relates to funds and licensed entities, together with excellent written and verbal communication skills. Strong Microsoft Office skills, attention to detail and the ability to explain complex regulatory matters clearly will be essential, alongside a proactive and collaborative approach.
How To Apply
For a full job description or further information on this role please call 711188, or email [email protected].If you wish to apply for this role, please submit your CV via the Apply Now button below.