Assistant Manager - Market Regulation
Job Ref: LF
40777
For someone ready to move beyond firm-side compliance or advisory work, this role provides broader exposure, stronger influence and a clearer line of sight to senior decision-makers. You'll be involved in supervision, analysis and continuous improvement across the regulatory framework- an ideal opportunity for an experienced regulatory or compliance professional ready to take on operational leadership responsibilities within a market oversight function!
Location
Duties for this role include, but are not limited to:
- Leading risk-based monitoring and supervision of listed issuers and members.
- Planning and conducting on-site supervisory visits and reporting findings.
- Supporting regulatory reporting and management information for committees.
- Identifying and implementing process and operational improvements.
- Engaging with regulated entities, regulators and external stakeholders.
- Contributing to the development of rules, policies and regulatory guidance.
- Supporting team planning, prioritisation and workload management.
- Assisting with ad-hoc regulatory and Board-led projects.
Skills / Qualifications
The ideal candidate will have experience within regulation, compliance, financial services or capital markets, with strong analytical and judgement skills. They will be confident working with complex or incomplete information, comfortable engaging with stakeholders and committed to high standards of regulatory integrity. A relevant professional qualification (e.g. ICA or CISI) or willingness to study would be advantageous.
How To Apply
For a full job description or further information on this role please call 711188, or email [email protected].If you wish to apply for this role, please submit your CV via the Apply Now button below.