Independence, Ethics & Business Conduct Manager/Quality & Control Framework Lead
Job Ref: LF
40529
Join a leading professional services firm in a key leadership role responsible for maintaining and enhancing the organisation's independence, ethics, and business conduct frameworks. This position plays a critical role in risk management and regulatory compliance, with a strong focus on monitoring, reporting, and policy governance. The role will suit a qualified professional with experience in audit, ethics, compliance, or risk, and offers the chance to contribute directly to high-level decision-making and firm-wide initiatives.
Location
Duties for this role include, but are not limited to:
- Leading the design and delivery of independence, ethics, and business conduct monitoring activities.
- Developing and maintaining policies, procedures and risk assessments in line with PwC's global standards and regulatory frameworks.
- Supporting engagement teams to meet independence requirements, ensuring alignment with local and international standards.
- Coordinating internal compliance reporting and regulatory responses, including to the Board and PwC Network.
- Overseeing annual and quarterly submissions for audit quality and risk standards (e.g. ISQM1, QC 1000).
- Managing regulatory, internal audit and network review processes and ensuring timely completion of actions.
- Driving ethical awareness and "speak up" culture through training and communications.
- Collaborating across departments and jurisdictions to ensure consistency and best practice in policy implementation.
- Supporting technology initiatives that enhance data tracking, compliance monitoring and reporting.
- Line managing and coaching junior team members and supporting team growth.
Skills / Qualifications
The ideal candidate will hold a relevant professional qualification (e.g. ACCA, ICAEW) and have 3-5 years' experience in audit, ethics, compliance or regulatory risk management. A strong working knowledge of IESBA guidelines, audit quality frameworks and firm-wide ethical requirements is essential. Applicants should have excellent analytical, communication and report-writing skills, as well as the ability to work collaboratively and lead with integrity. Experience with policy drafting, compliance reporting and managing internal reviews will be highly advantageous.
How To Apply
For a full job description or further information on this role please call 711188, or email [email protected].If you wish to apply for this role, please submit your CV via the Apply Now button below.