Senior Compliance & Risk (Onboarding) Analyst
Job Ref: LF
41240
This is a fantastic opportunity for an experienced Compliance & Risk professional to join a respected organisation where you'll play an integral role in managing client onboarding, mitigating regulatory risk, and supporting the ongoing development of the compliance function.
Location
Duties for this role include, but are not limited to:
- Support the delivery and continuous improvement of the organisation's compliance and risk framework.
- Manage and oversee client onboarding processes, ensuring all due diligence requirements are completed accurately and efficiently.
- Review client due diligence documentation, conduct risk assessments and verify beneficial ownership information.
- Carry out AML, sanctions and screening checks using relevant systems and open-source research.
- Monitor client relationships and identify, investigate and escalate potential compliance or risk concerns.
- Maintain accurate compliance records, audit trails and client files in line with regulatory requirements.
- Assist with the development, implementation and review of compliance policies, procedures and governance documentation.
- Monitor regulatory developments and support the assessment of their impact on the business.
- Assist with internal audits, compliance monitoring programmes and testing activities.
- Maintain compliance risk registers and monitor the progress of remediation actions.
- Support business improvement initiatives, technology projects and operational change relating to compliance and risk.
- Prepare reports and management information for senior stakeholders.
- Provide guidance and support to colleagues on compliance-related matters and onboarding requirements.
- Support the delivery of compliance training and help promote a strong culture of regulatory awareness across the business.
Skills / Qualifications
The ideal candidate will have previous experience in compliance, risk, CDD/KYC or client onboarding, with a strong understanding of AML/CFT/CPF regulations and best practice. You'll be analytical, highly organised and detail-oriented, with experience conducting risk assessments, reviewing client due diligence documentation and maintaining accurate records. You'll possess excellent communication and report-writing skills, be confident handling confidential information with discretion, and be able to manage multiple priorities effectively. Proficiency in Microsoft Word and Excel is essential, while a relevant compliance qualification (or working towards one) would be advantageous.
How To Apply
For a full job description or further information on this role please call 711188, or email [email protected].If you wish to apply for this role, please submit your CV via the Apply Now button below.