Trainee Compliance Specialist

• Provide day-to-day administrative support to the Compliance team.
• Assist with maintaining compliance records, manuals, policies and procedures.
• Support compliance monitoring activities and basic control checks under supervision.
• Help maintain accurate documentation relating to AML/CFT and regulatory requirements.
• Assist with tracking compliance findings, outstanding actions and deadlines.
• Support the recording and administration of complaints, breaches, errors and omissions.
• Assist with client due diligence documentation and straightforward regulatory queries.
• Help prepare information for compliance reporting and internal reviews.
• Support the coordination of staff training and compliance awareness activities.
• Develop an understanding of relevant regulations, internal procedures and compliance processes.
• Undertake general administrative tasks and wider team support as required.

The ideal candidate will be an enthusiastic and motivated individual looking to begin or develop a career within Compliance, ideally educated to A-Level standard or equivalent, although relevant administrative experience will also be considered. Previous financial services or compliance experience is not essential, making this an excellent opportunity for a school leaver or junior administrator with an interest in regulatory processes and procedures. You'll have strong attention to detail, good organisational and communication skills and a methodical approach to following instructions and maintaining accurate records. Good Microsoft Office skills and a willingness to learn are important, alongside a positive attitude and the ability to work effectively within a team. An interest in working towards a relevant professional qualification, such as ICA, would be advantageous.