Compliance Jobs in Guernsey

Senior Compliance Administrator

Job Ref: LF 19817
Posted: 2018-03-13
Leapfrog Jobs

Our client, a provider of traditional execution and advisory stockbroking, segregated and pooled investment management, market making and corporate finance services, is seeking to recruit a Senior Compliance Administrator.


Guernsey, Channel Islands


Prepare and oversee regulatory returns, ensuring they are submitted by the relevant deadlines.
Manage the GFSC portal and regulatory communications.
Review marketing material.
Manage the PA Dealings, complaints, breaches and incidents processes.
Provide compliance advice to the business.
Perform ad hoc projects as necessary from time to time.
Assist with various functions and tasks such as regulatory and TISE site visits.
Prepare board and committee reporting.
Ensure that policies and procedures adhere to local regulatory and TISE requirements.
Provide training.
Assess the impact of changes to domestic and international regulation and legislation.

Skills / Qualifications

The ideal candidate will be educated to an A Level standard or equivalent, with good English and Maths. Candidates will possess considerable experience in similar role and hold or be studying towards a relevant professional qualification such ICA. Candidates will demonstrate a range of experience and knowledge in Compliance, in addition to solid IT abilities, strong organisation and communication skills, both written and verbal. The successful candidate will demonstrate the ability to effectively manage time, prioritise tasks and meet deadlines, whilst working within a team as well as independently. This role will suit a highly motivated, proactive and meticulous team player with excellent interpersonal skills.


For further details please call 711188, or email
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