Compliance Jobs in Guernsey

Senior Associate (Risk and Compliance)

Job Ref: LF 20620
Posted: 2018-11-07
Leapfrog Jobs

Our client, an award winning Fund Administrator who provides high quality fund and fiduciary services, is seeking to recruit a Senior Associate for their Risk and Compliance Team.


Guernsey, Channel Islands


Undertaking the maintenance of Risk & Compliance records.
Inputting, reviewing and reporting on relevant data.
Undertaking reviews as part of the Compliance monitoring programme and preparing relevant reports regarding findings of the review.
Collaborating on the operation of the Anti-Money Laundering programme and The operation of the Risk Assessment programme.
Handling of queries from staff regarding compliance and CDD matters.
Reviewing (including the use of secure research tools), processing, and recording of CDD collated by business units together with maintenance of related electronic data.
Accurately and promptly checking of databases following receipt of notices from regulatory authorities, law enforcement agencies, etc.
Testing, reviewing and maintaining relevant procedures and manuals.
Assisting with the preparation and drafting of compliance and MLRO reports for review and approval by Compliance Manager.
Ensuring that quality day to day administration of client portfolios is undertaken.
Supporting in the resolution of complex/unusual operational problems that are referred to from above.
Ensuring timely and accurate production of deliverables for other departments and client.
Developing and maintaining and up to date knowledge of industry and regulatory requirements

Skills / Qualifications

The ideal candidate will have a minimum of 3 to 5 years’ experience in a similar role within the fund and finance industry and will hold a relevant compliance qualification or has a desire to work to towards or is working toward the relevant professional qualification. The candidate will demonstrate sound knowledge of Guernsey legal and compliance regulatory requirements and will have a proven track record of client service excellence and will assist with training, coaching and mentoring new staff into the risk and compliance team. For more information please call 71188, or email

How To Apply

For further details please call 711188, or email
If you wish to apply for this role, please submit your CV via the Apply Now button below.