Compliance & Risk Executive
Job Ref: LF
40210
Join the compliance team of a well-established fiduciary business in this varied and professional role. The successful candidate will support the delivery of compliance services across multiple licensed entities, assisting in maintaining regulatory standards and promoting a strong compliance culture throughout the firm.
Location
Responsibilities
Duties for this role include, but are not limited to:
- Supporting the execution of the Compliance Monitoring Programme.
- Assisting with reviewing internal controls and suggesting enhancements.
- Maintaining compliance registers and contributing to board reporting.
- Reviewing CDD documentation and ensuring AML standards are met.
- Assisting with regulatory reporting and periodic training.
- Engaging with teams to promote a client-centric compliance culture.
Skills / Qualifications
The successful candidates should ideally have three plus years’ experience in a compliance role, preferably in the fiduciary sector, and be familiar with Guernsey’s regulatory framework. Strong analytical, communication, and problem-solving skills are essential. The role suits someone with a hands-on and adaptable approach. Study toward or possession of an ICA qualification is desirable. Proficiency in Microsoft Office and SharePoint is required; experience with NAVOne is an advantage.
How To Apply
For a full job description or further information on this role please call 711188, or email [email protected].If you wish to apply for this role, please submit your CV via the Apply Now button below.