Compliance Monitoring & Oversight Officer

Duties for this role include, but are not limited to:

• Executing and updating the Compliance Monitoring Programme in line with evolving regulatory requirements.
• Supporting compliance activities across both trust and funds operations.
• Overseeing and maintaining compliance registers and logs, including the production of periodic management information.
• Conducting customer file reviews to assess risk identification and mitigation.
• Monitoring departmental compliance tasks to ensure deadlines are met.
• Providing assurance to senior compliance officers and the Board that effective controls are in place.
• Assessing and escalating regulatory or risk issues and tracking them through to resolution.
• Interpreting local and international regulatory guidance and communicating expectations clearly to operational teams.

The ideal candidate will have at least 6 years’ experience in a compliance-related role, with a minimum of 5 years specifically within CMP testing in the funds or fiduciary sector. A strong working knowledge of relevant laws, regulations, and codes is essential, alongside excellent report writing and data handling skills. Professional compliance qualifications are required. Candidates should be confident communicators with strong organisational abilities and the motivation to work independently and collaboratively across all levels of the business.