Compliance Quality Assurance Reviewer
Job Ref: LF
40610
This role provides an opportunity to play a key part in strengthening the organisation's compliance framework through independent quality assurance. As Compliance Quality Assurance Reviewer, you'll assess AML and CFT reviews across a range of client types, ensuring that due diligence standards and regulatory expectations are consistently met.
Location
Duties for this role include, but are not limited to:
- Conducting independent QA reviews of AML file reviews and customer risk assessments for corporates, trusts, and individuals.
- Assessing whether due diligence measures have been applied appropriately according to risk ratings.
- Reviewing completeness and accuracy of documentation for both periodic and trigger event reviews.
- Identifying and documenting deficiencies or inconsistencies and monitoring remediation through to resolution.
- Maintaining and updating a remediation tracker and MI dashboard for senior management.
- Escalating material findings or repeated shortcomings as required.
- Identifying recurring issues and providing constructive feedback to support improvement.
- Contributing to compliance monitoring and policy enhancement projects.
- Staying up to date with regulatory developments and maintaining technical AML knowledge.
Skills / Qualifications
The ideal candidate will have experience in compliance, AML/CFT, or financial services with a solid understanding of client due diligence and customer risk assessments. Strong analytical and reporting skills are essential, along with attention to detail and confidence in communicating findings to senior stakeholders. An ICA qualification (or working towards one) in Governance, Risk, or Compliance would be advantageous. Experience in insurance or a similar sector, and proficiency in Microsoft 365 tools such as Excel, are also beneficial.
How To Apply
For a full job description or further information on this role please call 711188, or email [email protected].If you wish to apply for this role, please submit your CV via the Apply Now button below.