Compliance Manager & MLCO
Job Ref: LF
41009
This is a pivotal position within a regulated business, responsible for ensuring robust compliance and risk management practices. Operating at senior level, the role combines strategic oversight with hands-on involvement in regulatory matters.
Location
Guernsey,
Channel Islands
Duties for this role include, but are not limited to:
- Acting as Compliance Officer and MLCO for the business.
- Managing and delivering the compliance monitoring programme.
- Conducting sanctions monitoring, audits and investigations.
- Preparing periodic reports for the Board and governance committees.
- Monitoring regulatory developments and recommending required actions.
- Supporting updates to policies, procedures and compliance frameworks.
- Delivering compliance training across the business.
- Leading projects relating to regulatory change and new business initiatives.
- Supporting risk assessments, including AML/CTF frameworks.
- Managing and developing members of the compliance team.
Skills / Qualifications
The ideal candidate will have strong experience within compliance at Manager level, ideally within funds or private wealth. They will hold, or be working towards, a relevant qualification such as the ICA Diploma and demonstrate a solid understanding of the regulatory framework. Experience in financial crime risk, governance and compliance monitoring is essential, along with strong leadership and communication skills.
How To Apply
For a full job description or further information on this role please call 711188, or email [email protected].If you wish to apply for this role, please submit your CV via the Apply Now button below.