Associate, Risk and Compliance

Job Ref: LF 23602
Posted: 2021-06-10
Leapfrog Jobs

In this role you will assist the Risk and Compliance Manager in the general administration of the risk and compliance department and all client entities administered by the company.

Location

Guernsey, Channel Islands

Responsibilities

Duties for this placement will include, but will not be limited to:

Assisting with Customer Due Diligence (CDD) reviews, including those relating trigger events and Politically Exposed Persons (PEPs).
Providing support with the input, review and reporting of relevant data.
Assisting in the operation of the Anti-Money Laundering programme.
Undertaking reviews as part of the Compliance Monitoring Programme (CMP) and assisting in the preparation of reports on the subsequent findings.
Assisting in the operation of the Risk Assessment programme.
Handling basic queries from staff regarding compliance and CDD matters, to include client screening and ongoing monitoring.
Supporting with the accurate and prompt checking of the various compliance databases.
Assisting in the review, testing, maintenance and operation of relevant procedures and manuals.
Providing support with regulatory, audit and similar inspections.
Assisting with maintaining the Compliance Registers in line with internal and regulatory requirements.

Skills / Qualifications

2 -3 years’ experience in the fund and/or finance industry, including a minimum of 1 year’s previous experience dealing with AML/CDD issues, with a relevant professional qualification and a general interest in the regulatory environment and current affairs, along with a good knowledge of the Guernsey compliance & regulatory requirements, excellent attention to detail, effective communication skills and an appetite to learn are essential to the role.


How To Apply

For a full job description or further information on this role please call 711188, or email jobs@leapfrogjobs.com.

If you wish to apply for this role, please submit your CV via the Apply Now button below.
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