MLRO/MLCO

Job Ref: LF 27674
Leapfrog Jobs

As MLRO/MLCO, you'll play a pivotal role within the Compliance team. Your responsibilities will extend to holding prescribed roles within the business, ensuring adherence to regulatory standards and best practices.

Location

Guernsey, Channel Islands

Responsibilities

Duties will include, but are not limited to;
Acting as MLRO with responsibility for receiving disclosures from staff and taking appropriate action, including making suspicious transaction reports where necessary and liaising directly with the Financial Intelligence Services (FIS).
Acting as MLCO to ensure the firm’s compliance with its obligations.
Overseeing the Compliance Monitoring Program, monitoring and testing and implementation of AML and CFT policies, controls and systems in place to assess their appropriateness and effectiveness.
Investigating any matters of concern or non-compliance arising from the firm’s compliance review policy.

Skills / Qualifications

If you're a qualified professional with a minimum of 10 years' experience in financial services regulatory compliance and corporate governance, we want to hear from you. Expertise in applicable financial services laws and regulations, coupled with a solid understanding of trust, fund, and company administration, as well as estate and succession planning, would make you an ideal candidate for this role.

How To Apply

For further information, or a full job description, please call 711188, or email [email protected]. If you wish to apply, please submit your CV via the Apply Now button below.
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