Assistant Compliance Manager & Nominated Officer

• Provide compliance guidance and support across the business.
• Review and sign off on client onboarding, CDD, trigger events, and acceptance processes.
• Perform client risk assessments and enhanced due diligence.
• Monitor and support the ongoing Compliance Programme.
• Conduct sanctions screening and investigations as required.
• Assist with regulatory and internal audits, including clearing findings and exceptions.
• Support regulatory filings and compliance reporting obligations.
• Maintain accurate compliance records and ensure databases are kept up to date.
• Monitor regulatory developments and identify emerging risks and required actions.
• Support compliance training and promote a strong compliance culture.
• Assist with compliance projects and attend meetings as required.
• In the capacity of Nominated Officer, receive and assess internal SARs in the absence of the MLRO.
• Maintain SAR logs, acknowledgements, investigations, and reporting documentation.
• Support the MLRO function as required.

The ideal candidate will have strong technical compliance knowledge and experience within a fiduciary, funds, or private wealth environment. A structured, confident, and discreet approach is essential, along with the ability to work independently, manage competing priorities, and support others. Holding, or willingness to undertake, an ICA qualification is highly desirable.