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Compliance Assistant

Job Ref: LF 26917
Leapfrog Jobs

If you have some experience working in a compliance environment in the investment industry, this could be the perfect opportunity for you.

Location

Guernsey, Channel Islands

Responsibilities

Duties will include, but are not limited to;
Assisting with conducting an efficient and comprehensive Compliance Monitoring Program (“CMP”).
Taking ownership and assisting with outstanding risk/file reviews and arranging with client administrators the remediation of deficiencies.
Keeping the countries register up to date in respect of sanctions/risk rating.
Assisting with ensuring all compliance registers are maintained and kept up to date.

Skills / Qualifications

The ideal candidate will be willing to study towards or already be studying towards an ICA or equivalent qualification.

How To Apply

For a full job description, please call 711188, or email [email protected]. If you wish to apply, please submit your CV via the Apply Now button below.

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