Temporary Risk Reviewer
Job Ref: LF
27449
This client is seeking an individual with 2 years' minimum experience and good knowledge of trust and company law, fiduciary principles and regulatory requirements in appropriate jurisdictions to join this firm on a temporary basis.
Location
Guernsey,
Channel Islands
Responsibilities
Duties will include, but not be limited to:Reviewing all client files and management information system to ensure they are being maintained in accordance with agreed company standards.
Assisting with risk rating clients and ensuring appropriate levels of screening are carried out to ensure adherence to the legislation requirements and to identify risk factors.
Monitoring client business, codes of practice and ensuring compliance with company policies and procedures, Guernsey laws and regulations, and where required international regulations.
Reviewing customers CDD to ensure it is complete, up to date and complies with local regulatory requirements and relevant company policies and procedures.
Ensuring any potential risks or breaches are identified and managed appropriately.
Undertaking risk focused thematic and deep dive compliance monitoring reviews across the Fiduciary and POI business.