Compliance Officer

Job Ref: LF 25113
Posted: 2023-01-24
Leapfrog Jobs

This role would ideally be for someone to be based in Alderney. If you have previous compliance experience, with an inquisitive nature, get in touch to find out more.

Location

Guernsey, Channel Islands

Responsibilities

Understanding regulatory requirements and expectations for the corporate licences held.
Reviewing and reporting the findings for various compliance reviews in line with the compliance monitoring programme.
Understanding the compliance procedures and company policies necessary to fulfil the compliance functions on a day to day basis.
Maintaining and updating the various compliance registers and logs to evidence the compliance department has completed appropriate checks in accordance with GFSC and other regulatory requirements.
Pro-actively participating in updating compliance monitoring programmes as necessary for efficiency and regulatory changes.
Maintaining and updating any regulatory changes to the country sanctions list in conjunction with team members and the Head of Compliance.
Checking all electronic data against the computer data base to ensure there are no matches for restricted individuals or companies for criminal activity as described in the AML/CFT regulations.
Completing client risk and periodic file reviews.
Maintaining departmental procedures and assisting with enhancing existing procedures.
Proactively identifying processes and procedures which may need strengthening.
Writing new procedures as requested.
Developing and implementing a file review programme.
Developing and implementing a compliance monitoring programme.

Skills / Qualifications

Previous compliance experience, with strong attention to detail and the ability to communicate at all level of the business and with teams in multiple locations, along good IT skills, a well organised approach, and the ability to problem solve and interpret data are essential to the role.

How To Apply

For a full job description or further information on this role please call 711188, or email jobs@leapfrogjobs.com.

If you wish to apply for this role, please submit your CV via the Apply Now button below.
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