Compliance Officer

Job Ref: LF 24156
Posted: 2021-10-12
Leapfrog Jobs

Do you hold a professional qualification, such as International Compliance Association Diploma, and have a minimum 3 years experience? If so, this role joining a busy and dynamic team could be ideal for you.


Guernsey, Channel Islands


Duties will include, but will not be limited to:

Coordinating and executing day to day administrative and legal formalities.
Meeting legal and contractual requirements ensuring to comply with Company law.
Building strong and effective relationships with colleagues and the wider business.
Assisting with New Business Acceptance Committee (NBAC) processing, setting up the forms before take on, filing forms and notes post take on, assisting CDD reviews and updating the CMP spreadsheet.
Ensuring risks are managed appropriately.
Assisting with the Compliance Monitoring Programme (CMP) tests.
Monitoring, updating and escalating any open items on the Compliance Monitoring Programme (CMP) schedule.

Skills / Qualifications

Knowledge of Fund and Fiduciary regulations, Company Law and administration, Taxation, Financial and Commercial awareness, with great organisational skills and previous experience in a Fund business, along with strong communication team work and leadership skills are essential to the role.

How To Apply

For a full job description or further information on this role please call 711188, or email

If you wish to apply for this role, please submit your CV via the Apply Now button below.
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