Compliance Jobs in Guernsey

Compliance Officer

Job Ref: LF 19195
Posted: 2017-11-10
Leapfrog Jobs

Our client, a fast growing, independent investment fund company with a proven track record of offering award winning strategies to institutional and private clients, is seeking to recruit a Compliance Officer.


Guernsey, Channel Islands


Maintaining a compliance monitoring programme.
Acting as a liaison reporting to and communicating with the GFSC.
Providing advice on compliance matters.
Developing and overseeing control systems, to prevent or deal with violations of legal guidelines and internal policies.
Assisting with drafting, modification and implementation of company policies and procedures.
Assessing the current business products and services offered, to identify possible compliance risks.
Maintaining business registers, including litigation and complaints lists.
Overseeing the management of risk assessments carried out on clients and review periodic reviews/action points, raised as relevant to compliance issues.
Monitoring CDD and ECDD documentation for new and existing business/clients, to include internet based and other research as necessary, to ensure that client profiles are up to date and complete.
Reporting deficiencies and making suggestions for remedial action.
Maintaining compliance elements of core databases, logs and registers.

Skills / Qualifications

The ideal candidate will possess solid and practical experience in the regulatory/compliance landscape. Preference would be given to candidates who are ICA qualified (Compliance and AML) and / or who have experience of dealing with Irish UCITS structures. The successful candidate will demonstrate excellent written and spoken communication skills and will be proficient in IT. This role will suit a flexible, honest and meticulous team player, who displays high ethical standards, along with the proven ability to make quick decisions.

How To Apply

For further details please call 711188, or email
If you wish to apply for this role, please submit your CV via the Apply Now button below.