Compliance Administrator

Job Ref: LF 23445
Posted: 2021-04-30
Leapfrog Jobs

A minimum of 2 years’ experience in a regulated financial services environment, with some exposure in a Compliance role within the regulated financial services environment and a strong proactive client focus are required to join this busy team.

Location

Guernsey, Channel Islands

Responsibilities

Duties for this role will include, but will not be limited to:

Assisting with the review, maintenance, monitoring and reporting per the Compliance Monitoring Programme schedule for the regulated entities, the managed entities and funds.
Maintaining relevant CMP records and compliance registers.
Assisting with recommendations to address deficiencies; and the implementation of such changes.
Liaising with client facing staff in collating relevant documentation for compliance files.
Updating Compliance registers.
Reviewing CDD documentation as required.
Assisting with checking Client Risk Assessments.
Assisting with of 90-day compliance reviews.
Providing support with investigations and clearances of alerts from the World--Check and Pythagoras regular client database scans.

Skills / Qualifications

Hold or be studying towards an appropriate professional Compliance qualification, with knowledge of the operational policies and procedures, particularly those covering Private Client Services business and a good level of judgement and logical approach to problem solving, along with excellent personal skills to be able to deliver compliance guidance to the business, a high level of accuracy and attention to detail and the ability to work to deadlines are essential to the role.

How To Apply

For a full job description or further information on this role please call 711188, or email jobs@leapfrogjobs.com.

If you wish to apply for this role, please submit your CV via the Apply Now button below.
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